Financial Litigation

SFC’s front-loaded regulatory approach

Insights - Hong Kong

Update on SFC’s front-loaded regulatory approach

We sum up SFC's recent regulatory bulletin on its front-loaded approach on IPO applications and corporate transactions.

19 February 2020

Guidance from the SFC and the HKEX on Results Announcements in view of Travel and Other Restrictions from the Coronavirus Outbreak

We sum up the joint statement of the SFC and HKEx on restrictions arising from the Coronavirus Outbreak.

12 February 2020

LegCo’s Review of the Personal Data (Privacy) Ordinance (“PDPO”)

We discuss the Privacy Commissioner's proposed changes to the PDPO.

03 February 2020

Future of tech regulation: Where is it headed? 2020 transnational regulatory update

We sum up three key papers issued by the FSB, as well as the developments from other influential global policy-makers.

24 January 2020

Understanding the “black box”: big data analytics and artificial intelligence in the banking sector

We analyse the HKMA's regulatory guidance on big data analytics and artificial intelligence applications.

13 January 2020

SFC’s Quarterly Report sheds light on regulatory enforcement trends in Hong Kong

We summarise the key implications on regulatory enforcement trends based on the SFC's latest quarterly report.

03 January 2020

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