Corporate Lending

New guidance for banks on AML/CFT

文章 - 香港

New guidance for banks on AML/CFT

We summarise the Hong Kong Association of Banks’ latest FAQs on some thornier AML/CFT compliance issues.

06 August 2019




China announces 11 measures to further open up its financial sector

China's Financial Stability Development Committee recently introduced some measures to provide more potential opportunities for foreign investors.

30 July 2019

Self-remedy enforcement rules in China’s bond market – an offshore perspective

With more concerns about enforcing the PRC Property Law (article 219), certain default rules are recently published under our advisory experience.

26 July 2019

SFC clarifies and introduces new acceptable approaches for remote client on-boarding by licensed corporations in Hong Kong

The Hong Kong SFC recently issued two circulars to clarify the requirements for online account opening by licensed corporations.

11 July 2019


背景 2019年5月31日,香港证券及期货事务监察委员会(证监会)刊发了一份关于持牌法团处理第三者存款和付款的通函(通函),以及一份关于关键监控措施和有效作业手法的例子的附录(附录)。 证监会日益关注客户在持牌法团所开纳的帐户的第三者存款和付款涉及的风险。当客户利用第三者支付或收取投资交易收益时 更多