市场首例分析:中国上市证券公司发行A股配股及H股供股

New link established between the SFC and the Hong Kong Competition Commission

We sum up the newly launched MoU between the SFC and the Hong Kong Competition Commission.

19 May 2020

Swap terms and giving oral notices – Tips for avoiding disputes

The High Court of England and Wales handed down a judgment on a dispute about interest rate swaps. How do we avoid the associated disputes?

24 March 2020

Enforcing internal controls and pursuing accountability

Read on as we sum up the SFC’s recent activities based on its February 2020 Quarterly Report.

11 March 2020

SFC circular to asset managers on dubious arrangements or transactions

When should asset managers decide to call off a proposed private fund, or a discretionary account arrangement? We analyse SFC's guidance on these.

11 December 2019

力挽狂澜 — 金杜协助客户成功撤销已被上市委员会否决的上市申请

叶伟诚律师近期协助客户成功推翻联交所上市委员会否决上市申请的决定。

2019/10/09

(R)QFII: 5 things you need to know after removal of investment quota

We discuss 5 things you need to know after removal of investment quota under (R)QFII.

19 September 2019

New guidance for banks on AML/CFT

We summarise the Hong Kong Association of Banks’ latest FAQs on some thornier AML/CFT compliance issues.

06 August 2019

Self-remedy enforcement rules in China’s bond market – an offshore perspective

With more concerns about enforcing the PRC Property Law (article 219), certain default rules are recently published under our advisory experience.

26 July 2019

SFC clarifies and introduces new acceptable approaches for remote client on-boarding by licensed corporations in Hong Kong

The Hong Kong SFC recently issued two circulars to clarify the requirements for online account opening by licensed corporations.

11 July 2019

The Australian Banking Royal Commission – What Happened, What Now and Lessons for Hong Kong

The Australian Royal Commission into Misconduct in the Banking, Superannuation and Financial Services concluded in February. We discuss the key lessons for Hong Kong.

11 June 2019

International Comparative Legal Guide to Securitisation Laws and Regulations

The ICLG Lending & Secured Finance 2019 provides a practical cross-border guide into securitisation. Here are the Australia, Hong Kong and China chapters.

05 June 2019

International Comparative Legal Guide to: Lending & Secured Finance 2019

The ICLG Lending & Secured Finance 2019 provides a practical cross-border guide into lending and secured finance. Here are the Australia, Hong Kong and China chapters.

15 April 2019

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